Export Document Checklist

A practical pre-shipment checklist for gathering information and identifying the documents an export shipment may need.

There is no single paperwork package that applies to every export. Destination, carrier, commodity, value, customer, trade agreement and government rules can all affect the documents needed. This checklist is a preparation starting point.

1. Gather the core shipment information

  • Exporter / seller information
  • Consignee / buyer information
  • Forwarder or carrier details
  • Shipment dates and references
  • Product descriptions and quantities
  • Weights and package details
  • Values and currency
  • Country-of-origin information

2. Identify the transaction documents

Common examples include a commercial invoice, packing list and pro forma invoice when preliminary pricing is needed.

3. Identify transport paperwork

Depending on mode, this may involve a bill of lading, air waybill information, ocean instructions or a shipper's letter of instruction.

4. Check origin and trade-agreement needs

A general certificate of origin or a trade-agreement certification may be required in some transactions. Eligibility and format should be confirmed before using a preferential claim.

5. Confirm current filing requirements

Ask the carrier, customs broker, forwarder, customer and applicable government sources what must be filed, transmitted or retained. Software that prepares paperwork does not replace those filing requirements.

Reminder: Shipping and export requirements vary by carrier, commodity, destination and transaction. Confirm current requirements with the responsible carrier, forwarder, broker, customer or government agency.